April 28 2021

Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements

At the End of January 2021 the European Securities and Markets Authority (ESMA) published draft Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements and opened a consultation process. GBIC has commented on the draft, pointing out in particular that non-advised services should not be made more complicated.

Share

Documents and Links

This website uses cookies to enable certain functions and an user-oriented and smooth navigation. If you continue, you agree with the usage of cookies.